David L. Stein - 09 Aug 2021 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Executive Vice President
Signature
/s/ Lynn M. Floeter, attorney-in-fact for David L. Stein
Issuer symbol
ASB
Transactions as of
09 Aug 2021
Net transactions value
-$106,624
Form type
4
Filing time
10 Aug 2021, 12:32:02 UTC
Previous filing
17 Jun 2021
Next filing
16 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Options Exercise $228,554 +16,302 +25% $14.02 80,251 09 Aug 2021 Direct
transaction ASB Common Stock $0.01 Par Value Sale $317,159 -15,426 -19% $20.56 64,825 09 Aug 2021 Direct
transaction ASB Common Stock $0.01 Par Value Sale $15,962 -776 -1.2% $20.57 64,049 09 Aug 2021 Direct
transaction ASB Common Stock $0.01 Par Value Sale $2,058 -100 -0.16% $20.58 63,949 09 Aug 2021 Direct
holding ASB Common Stock $0.01 Par Value 36,218 09 Aug 2021 by Trust
holding ASB Common Stock $0.01 Par Value 7,971 09 Aug 2021 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -16,302 -67% $0.000000 8,030 09 Aug 2021 Common Stock $0.01 Par Value 16,302 $14.02 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.