Jeffrey C. Campbell - 02 Aug 2021 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Signature
/s/ Kristina V. Fink, attorney-in-fact
Issuer symbol
AXP
Transactions as of
02 Aug 2021
Net transactions value
-$7,222,097
Form type
4
Filing time
04 Aug 2021, 18:03:35 UTC
Previous filing
06 Jul 2021
Next filing
12 Oct 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXP Common Stock Options Exercise $1,836,283 +24,892 +29% $73.77 111,017 02 Aug 2021 Direct
transaction AXP Common Stock Options Exercise $3,672,639 +49,785 +45% $73.77 160,802 02 Aug 2021 Direct
transaction AXP Common Stock Sale $3,542,929 -20,901 -13% $169.51 139,901 02 Aug 2021 Direct F1
transaction AXP Common Stock Sale $1,945,162 -11,426 -8.2% $170.24 128,475 02 Aug 2021 Direct F2
transaction AXP Common Stock Sale $1,717,011 -10,024 -7.8% $171.29 118,451 02 Aug 2021 Direct F3
transaction AXP Common Stock Sale $918,942 -5,334 -4.5% $172.28 113,117 02 Aug 2021 Direct F4
transaction AXP Common Stock Sale $363,405 -2,100 -1.9% $173.05 111,017 02 Aug 2021 Direct F5
transaction AXP Common Stock Sale $1,662,697 -9,810 -8.8% $169.49 101,207 02 Aug 2021 Direct F6
transaction AXP Common Stock Sale $1,052,053 -6,182 -6.1% $170.18 95,025 02 Aug 2021 Direct F7
transaction AXP Common Stock Sale $907,837 -5,300 -5.6% $171.29 89,725 02 Aug 2021 Direct F8
transaction AXP Common Stock Sale $551,712 -3,200 -3.6% $172.41 86,525 02 Aug 2021 Direct F9
transaction AXP Common Stock Sale $69,272 -400 -0.46% $173.18 86,125 02 Aug 2021 Direct F10, F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -24,892 -100% $0.000000* 0 02 Aug 2021 Common Stock 24,892 $73.77 Direct
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -49,785 -100% $0.000000* 0 02 Aug 2021 Common Stock 49,785 $73.77 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.85 to $169.84. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.85 to $170.84. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.85 to $171.83. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.86 to $172.85. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.86 to $173.35. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.83 to $169.82. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.83 to $170.79. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.86 to $171.85. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.93 to $172.91. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.99 to $173.34. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F11 Includes shares acquired pursuant to dividend reinvestment.

Remarks:

The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on March 12, 2021.