JOHN CULVER - 02 Aug 2021 Form 4 Insider Report for STARBUCKS CORP (SBUX)

Role
group pres, N America & coo
Signature
/s/ Jennifer L. Kraft, attorney-in-fact for John Culver
Issuer symbol
SBUX
Transactions as of
02 Aug 2021
Net transactions value
-$223,310
Form type
4
Filing time
04 Aug 2021, 16:35:15 UTC
Previous filing
04 Jun 2021
Next filing
10 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBUX Common Stock Options Exercise $200,244 +3,300 +0.97% $60.68 344,666 02 Aug 2021 Direct F1
transaction SBUX Common Stock Options Exercise $16,830 +300 +0.09% $56.10 344,966 02 Aug 2021 Direct
transaction SBUX Common Stock Sale $440,384 -3,600 -1% $122.33 341,366 02 Aug 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBUX Non-qualified Stock Option (Right to Buy) Options Exercise $0 -3,300 -3.3% $0.000000 95,847 02 Aug 2021 Common Stock 3,300 $60.68 Direct F3
transaction SBUX Non-qualified Stock Option (Right to Buy) Options Exercise $0 -300 -0.14% $0.000000 210,789 02 Aug 2021 Common Stock 300 $56.10 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 132 shares purchased on various dates pursuant to the Starbucks Corporation Employee Stock Purchase Plan, and 546.888 accrued dividend equivalents on unvested RSUs.
F2 This transaction was executed in multiple trades at prices ranging from $122.030 to $122.715. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 The option, representing the right to buy a total of 147,896 shares, became exercisable in four increments of 36,974 shares each on November 16, 2016, November 16, 2017, November 16, 2018, and November 16, 2019.
F4 The option, representing the right to buy a total of 211,089 shares, became exercisable in one increment of 52,773 shares on November 21, 2017 and three increments of 52,772 shares each on November 21, 2018, November 21, 2019 and November 21, 2020.