Mark P. Stevenson - Aug 2, 2021 Form 4 Insider Report for THERMO FISHER SCIENTIFIC INC. (TMO)

Signature
/s/ Melodie T. Morin, Attorney-in-Fact for Mark P. Stevenson
Stock symbol
TMO
Transactions as of
Aug 2, 2021
Transactions value $
-$9,690,845
Form type
4
Date filed
8/4/2021, 04:22 PM
Next filing
Aug 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMO Common Stock Options Exercise $2.77M +14.6K +23.33% $190.59 76.9K Aug 2, 2021 Direct F1
transaction TMO Common Stock Options Exercise $1.95M +12.4K +16.09% $157.68 89.3K Aug 2, 2021 Direct
transaction TMO Common Stock Sale -$799K -1.5K -1.68% $532.73 87.8K Aug 2, 2021 Direct F2, F3
transaction TMO Common Stock Sale -$5.13M -9.61K -10.95% $533.74 78.2K Aug 2, 2021 Direct F2, F4
transaction TMO Common Stock Sale -$3.16M -5.91K -7.56% $534.66 72.3K Aug 2, 2021 Direct F2, F5
transaction TMO Common Stock Sale -$589K -1.1K -1.52% $535.64 71.2K Aug 2, 2021 Direct F2, F6
transaction TMO Common Stock Sale -$1.91M -3.57K -5.01% $536.85 67.6K Aug 2, 2021 Direct F2, F7
transaction TMO Common Stock Sale -$1.77M -3.28K -4.86% $537.76 64.3K Aug 2, 2021 Direct F2, F8
transaction TMO Common Stock Sale -$377K -700 -1.09% $538.75 63.6K Aug 2, 2021 Direct F2, F9
transaction TMO Common Stock Sale -$301K -557 -0.88% $540.69 63.1K Aug 2, 2021 Direct F2, F10
transaction TMO Common Stock Sale -$108K -200 -0.32% $542.15 62.9K Aug 2, 2021 Direct F2, F11
transaction TMO Common Stock Sale -$272K -500 -0.8% $543.56 62.4K Aug 2, 2021 Direct F2, F12
holding TMO Common Stock 5.32K Aug 2, 2021 By Grace S. Stevenson Irrevocable Trust
holding TMO Common Stock 5.32K Aug 2, 2021 By Matthew L. Stevenson Irrevocable Trust
holding TMO Common Stock 5.32K Aug 2, 2021 By Jack A. Stevenson Irrevocable Trust
holding TMO Common Stock 22.1K Aug 2, 2021 By GRAT
holding TMO Common Stock 30K Aug 2, 2021 By Stevenson 2010 Living Trust
holding TMO Common Stock 477 Aug 2, 2021 By 401(k) F13

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -14.6K -25% $0.00 43.7K Aug 2, 2021 Common Stock 14.6K $190.59 Direct
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -12.4K -25% $0.00 37.1K Aug 2, 2021 Common Stock 12.4K $157.68 Direct F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 52 shares acquired under the Issuer's employees' stock purchase plan on May 14, 2021.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $532.23 to $533.21, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5), (6), (7), (8), (9), (10), (11) and (12) to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $533.25 to $534.20, inclusive.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $534.25 to $535.24, inclusive.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $535.26 to $536.09, inclusive.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $536.25 to $537.22, inclusive.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $537.25 to $538.16, inclusive.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $538.26 to $539.24, inclusive.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $540.25 to $541.07, inclusive.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $541.82 to $542.47, inclusive.
F12 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $543.325 to $543.71, inclusive.
F13 Between July 25, 2020 and August 2, 2021, the reporting person disposed .01 shares of TMO common stock under the TMO 401(k) plan.
F14 The option vested in four equal installments on February 28, 2018, 2019, 2020, and 2021.