Eloise E. Schmitz - 09 Jul 2021 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
Director
Signature
/s/ Eloise E. Schmitz
Issuer symbol
EFSC
Transactions as of
09 Jul 2021
Net transactions value
$0
Form type
4
Filing time
13 Jul 2021, 11:45:51 UTC
Next filing
13 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EFSC Common Stock 1,965 09 Jul 2021 Direct
holding EFSC Common Stock 850 09 Jul 2021 IRA
holding EFSC Common Stock 2,000 09 Jul 2021 Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Phantom Stock Award $0 +816 +76% $0.000000 1,891 09 Jul 2021 Common Stock 816 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F2 Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.
F3 Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan.