DAVID W. ANSTICE - 01 Jul 2021 Form 4 Insider Report for Alkermes plc. (ALKS)

Role
Director
Signature
/s/ Shantale Greenson, attorney-in-fact for David W. Anstice
Issuer symbol
ALKS
Transactions as of
01 Jul 2021
Transactions value $
-$199,504
Form type
4
Filing time
02 Jul 2021, 16:19:15 UTC
Previous filing
16 Jun 2021
Next filing
03 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALKS Ordinary Shares Options Exercise $292K +20K +27.37% $14.60 93.1K 01 Jul 2021 Direct F1
transaction ALKS Ordinary Shares Sale -$492K -20K -21.49% $24.58 73.1K 01 Jul 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALKS Non Qualified Stock Option (Right to Buy) Options Exercise $0 -20K -100% $0.00* 0 01 Jul 2021 Ordinary Shares 20K $14.60 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.48 to $24.73. Full information regarding the number of shares sold at each separate price can be provided to the issuer, any security holder of the issuer or the SEC staff upon request.
F4 These options are fully vested in accordance with their terms.