Dorian Daley - 27 Jun 2021 Form 4 Insider Report for ORACLE CORP (ORCL)

Role
EVP and General Counsel
Signature
/s/ Rebecca A. Isakson by Rebecca A. Isakson, Attorney in Fact for Dorian Daley (POA filed 03/22/19)
Issuer symbol
ORCL
Transactions as of
27 Jun 2021
Net transactions value
-$8,825,005
Form type
4
Filing time
29 Jun 2021, 19:23:06 UTC
Previous filing
22 Jun 2021
Next filing
13 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ORCL Common Stock Options Exercise $0 +40,625 +19% $0.000000 253,583 27 Jun 2021 By Family Trust
transaction ORCL Common Stock Options Exercise $0 +42,500 +17% $0.000000 296,083 27 Jun 2021 By Family Trust
transaction ORCL Common Stock Tax liability $3,233,650 -41,214 -14% $78.46 254,869 27 Jun 2021 By Family Trust F1
transaction ORCL Common Stock Options Exercise $6,139,500 +150,000 $40.93 150,000 29 Jun 2021 Direct
transaction ORCL Common Stock Sale $11,730,855 -150,000 -100% $78.21 0 29 Jun 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ORCL Restricted Stock Unit Options Exercise $0 -40,625 -50% $0.000000 40,625 27 Jun 2021 Common Stock 40,625 Direct F4, F5
transaction ORCL Restricted Stock Unit Options Exercise $0 -42,500 -33% $0.000000 85,000 27 Jun 2021 Common Stock 42,500 Direct F4, F5
transaction ORCL Stock Option Options Exercise $0 -150,000 -46% $0.000000 175,000 29 Jun 2021 Common Stock 150,000 $40.93 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld for payment of tax liability upon vesting of restricted stock units.
F2 Sale of shares pursuant to a Rule 10b5-1 plan adopted on May 10, 2021.
F3 This transaction was executed in multiple trades at prices ranging from $77.83 to $78.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4 Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F5 The restricted stock units vested in four equal annual installments, beginning on the first anniversary of the date of grant.
F6 25% of the shares subject to the option vested annually on each anniversary of the grant date.