Laureen Seeger - 17 Jun 2021 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Role
Chief Legal Officer
Signature
/s/ Kristina V. Fink, attorney-in-fact
Issuer symbol
AXP
Transactions as of
17 Jun 2021
Net transactions value
-$1,388,295
Form type
4
Filing time
21 Jun 2021, 15:04:59 UTC
Previous filing
03 Jun 2021
Next filing
01 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXP Common Stock Options Exercise $1,624,410 +16,579 +35% $97.98 63,987 17 Jun 2021 Direct
transaction AXP Common Stock Options Exercise $399,542 +4,046 +6.3% $98.75 68,033 17 Jun 2021 Direct
transaction AXP Common Stock Sale $1,416,056 -8,578 -13% $165.08 59,455 17 Jun 2021 Direct F1
transaction AXP Common Stock Sale $1,325,446 -8,001 -13% $165.66 51,454 17 Jun 2021 Direct F2
transaction AXP Common Stock Sale $670,746 -4,046 -7.9% $165.78 47,408 17 Jun 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -16,579 -100% $0.000000* 0 17 Jun 2021 Common Stock 16,579 $97.98 Direct
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -4,046 -100% $0.000000* 0 17 Jun 2021 Common Stock 4,046 $98.75 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.88 to $165.39. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.40 to $165.93. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.54 to $165.97. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Remarks:

The transactions reported on this Form 4 were effected pursuant to a 10b5-1 Trading Plan adopted by the reporting person on May 17, 2021.