Patrick Joseph Madson - 13 May 2021 Form 4 Insider Report for NICOLET BANKSHARES INC (NIC)

Role
SVP-Wealth Mgmt-NicoletNatBank
Signature
/s/ Marc T. Lambrecht, attorney-in-fact for Patrick Madson
Issuer symbol
NIC
Transactions as of
13 May 2021
Net transactions value
+$1,573,400
Form type
4
Filing time
10 Jun 2021, 11:03:28 UTC
Next filing
15 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NIC Common Stock 6,870 13 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NIC Stock Option (Right to Buy) Award $1,573,400 +20,000 $78.67 20,000 13 May 2021 Common Stock 20,000 $78.67 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes an additional 34 shares acquired under the Employee Stock Purchase Plan since the reporting person's last Form 4 filing on February 26, 2021. The reporting person owns a total of 443 shares in the Employee Stock Purchase Plan as of the date of this report.
F2 The nonqualified options vest in five annual installments of 4,000 shares on May 13 of each year, beginning on May 13, 2022 and will fully vest on May 13, 2026.