Eric P. Radzak - May 13, 2021 Form 4 Insider Report for NICOLET BANKSHARES INC (NIC)

Role
Corp Dev Off Nicolet Nat Bank
Signature
/s/ Marc T. Lambrecht, as attorney-in-fact for Eric P. Radzak
Stock symbol
NIC
Transactions as of
May 13, 2021
Transactions value $
$786,700
Form type
4
Date filed
6/10/2021, 10:51 AM
Next filing
Nov 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NIC Common Stock 1.18K May 13, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NIC Stock Option (Right to Buy) Award $787K +10K $78.67 10K May 13, 2021 Common Stock 10K $78.67 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes an additional 77 shares acquired under the Employee Stock Purchase since the reporting person's last Form 4 filing on November 16, 2020. The reporting person owns a total of 523 shares in the Employee Stock Purchase Plan as of the date of this report.
F2 The nonqualified options vest in five annual installments of 2,000 shares on May 13 of each year, beginning on May 13, 2022 and will fully vest on May 13, 2026.