Eric J. Witczak - May 13, 2021 Form 4 Insider Report for NICOLET BANKSHARES INC (NIC)

Role
Secretary
Signature
/s/ Marc T. Lambrecht, as attorney-in-fact for Eric J. Witczak
Stock symbol
NIC
Transactions as of
May 13, 2021
Transactions value $
$3,933,500
Form type
4
Date filed
6/10/2021, 10:40 AM
Next filing
Nov 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NIC Common Stock 22.2K May 13, 2021 Direct F1
holding NIC Common Stock 6.78K May 13, 2021 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NIC Stock Option (Right to Buy) Award $3.93M +50K $78.67 50K May 13, 2021 Common Stock 50K $78.67 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 437 total shares owned in the Employee Stock Purchase Plan. No additional shares have been acquired under the Employee Stock Purchase Plan since the reporting person's last Form 4 filing on April 12, 2021.
F2 The nonqualified options vest in five annual installments of 10,000 shares on May 13 of each year, beginning on May 13, 2022 and will fully vest on May 13, 2026.