Eric N. Boni - Jun 2, 2021 Form 4 Insider Report for ASHLAND GLOBAL HOLDINGS INC (ASH)

Signature
/s/ Babatunde Awodiran, Attorney-in-Fact
Stock symbol
ASH
Transactions as of
Jun 2, 2021
Transactions value $
$3,741
Form type
4
Date filed
6/4/2021, 04:34 PM
Next filing
Nov 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASH Common Stock Options Exercise $485K +5.09K +50.12% $95.42 15.2K Jun 2, 2021 Direct F1
transaction ASH Common Stock Tax liability -$253K -2.66K -17.44% $95.42 12.6K Jun 2, 2021 Direct F2
transaction ASH Common Stock Sale -$228K -2.43K -19.32% $93.88 10.1K Jun 3, 2021 Direct F1
holding ASH Common Stock 7.37K Jun 2, 2021 401(k) F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASH Stock Appreciation Right Options Exercise $0 -5.09K -100% $0.00* 0 Jun 2, 2021 Common Stock 5.09K $29.50 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2021.
F2 Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 4 below.
F3 Based on Employee Savings Plan information as of May 31, 2021, the latest date for which such information is reasonably available.
F4 Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.