| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASH | Common Stock | Options Exercise | $485,211 | +5,085 | +50% | $95.42 | 15,231 | 02 Jun 2021 | Direct | F1 |
| transaction | ASH | Common Stock | Tax liability | $253,436 | -2,656 | -17% | $95.42 | 12,575 | 02 Jun 2021 | Direct | F2 |
| transaction | ASH | Common Stock | Sale | $228,035 | -2,429 | -19% | $93.88 | 10,146 | 03 Jun 2021 | Direct | F1 |
| holding | ASH | Common Stock | 7,367 | 02 Jun 2021 | 401(k) | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASH | Stock Appreciation Right | Options Exercise | $0 | -5,085 | -100% | $0.000000* | 0 | 02 Jun 2021 | Common Stock | 5,085 | $29.50 | Direct | F1, F4 |
| Id | Content |
|---|---|
| F1 | The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2021. |
| F2 | Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 4 below. |
| F3 | Based on Employee Savings Plan information as of May 31, 2021, the latest date for which such information is reasonably available. |
| F4 | Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. |