Scott McDonald - 02 Jun 2021 Form 4 Insider Report for MARSH & MCLENNAN COMPANIES, INC. (MMC)

Role
President and CEO of OWG
Signature
/s/ Connnor Kuratek, Attorney-in-fact
Issuer symbol
MMC
Transactions as of
02 Jun 2021
Net transactions value
-$15,569,964
Form type
4
Filing time
04 Jun 2021, 16:03:06 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMC Common Stock Options Exercise $0 +56,936 +303% $0.000000 75,699 02 Jun 2021 Direct
transaction MMC Common Stock Sale $7,910,688 -56,936 -75% $138.94 18,763 02 Jun 2021 Direct
transaction MMC Common Stock Options Exercise $0 +55,115 +294% $0.000000 73,878 02 Jun 2021 Direct
transaction MMC Common Stock Sale $7,659,276 -55,115 -75% $138.97 18,763 02 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMC Stock Options (Right to Buy) Options Exercise $0 -56,936 -100% $0.000000* 0 02 Jun 2021 Common Stock 56,936 $48.00 Direct F1
transaction MMC Stock Options (Right to Buy) Options Exercise $0 -55,115 -100% $0.000000* 0 02 Jun 2021 Common Stock 55,115 $56.84 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options were granted on February 24, 2014 and vested in four equal annual installments on February 24th of 2015, 2016, 2017 and 2018.
F2 These options were granted on February 23, 2015 and vested in four equal annual installments on February 23rd of 2016, 2017, 2018 and 2019.