Kurland Family Investments, Llc - Jun 1, 2021 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
10%+ Owner
Signature
/s/ Derek W. Stark, attorney-in-fact for Kurland Family Investments, LLC
Stock symbol
PFSI
Transactions as of
Jun 1, 2021
Transactions value $
-$17,262,815
Form type
4
Date filed
6/3/2021, 08:32 PM
Previous filing
May 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Sale -$2.55M -40.7K -0.6% $62.72 6.78M Jun 1, 2021 Direct F1, F2
transaction PFSI Common Stock Sale -$65.4K -1.03K -0.02% $63.27 6.78M Jun 1, 2021 Direct F1, F3
transaction PFSI Common Stock Sale -$3.05M -48.6K -0.72% $62.74 6.73M Jun 1, 2021 Direct F4
transaction PFSI Common Stock Sale -$1.89M -31.3K -0.46% $60.31 6.7M Jun 2, 2021 Direct F5
transaction PFSI Common Stock Sale -$3.65M -59.2K -0.88% $61.61 6.64M Jun 2, 2021 Direct F6
transaction PFSI Common Stock Sale -$697K -11.2K -0.17% $62.16 6.63M Jun 2, 2021 Direct F7
transaction PFSI Common Stock Sale -$4.46M -74.7K -1.13% $59.75 6.55M Jun 3, 2021 Direct F8
transaction PFSI Common Stock Sale -$903K -14.9K -0.23% $60.45 6.54M Jun 3, 2021 Direct F9
holding PFSI Common Stock 116K Jun 1, 2021 1998 Kurland Revocable Trust Dtd 1/14/98
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of Common Stock were sold pursuant to a 10b5-1 plan.
F2 The price reported is the weighted average price of multiple transactions ranging from $62.22 to $63.20. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F3 The price reported is the weighted average price of multiple transactions ranging from $63.24 to $63.29. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F4 The price reported is the weighted average price of multiple transactions ranging from $62.59 to $62.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F5 The price reported is the weighted average price of multiple transactions ranging from $60.03 to $60.93. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F6 The price reported is the weighted average price of multiple transactions ranging from $61.04 to $62.04. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F7 The price reported is the weighted average price of multiple transactions ranging from $62.05 to $62.35. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F8 The price reported is the weighted average price of multiple transactions ranging from $59.01 to $60.01. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F9 The price reported is the weighted average price of multiple transactions ranging from $60.02 to $60.45. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.