Zoe L. Dickson - 01 Jun 2021 Form 3 Insider Report for 3M CO (MMM)

Role
Executive Vice President
Signature
/s/ Patricia L. Meagher, attorney-in-fact for Zoe L. Dickson
Issuer symbol
MMM
Transactions as of
01 Jun 2021
Net transactions value
$0
Form type
3
Filing time
03 Jun 2021, 14:33:54 UTC
Next filing
22 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MMM Common Stock 326 01 Jun 2021 Direct
holding MMM Common Stock 252 01 Jun 2021 401k/paesop Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MMM Non-qualified Stock Option (Right to Buy) 01 Jun 2021 Common Stock 2,265 $101.49 Direct F1
holding MMM Non-qualified Stock Option (Right to Buy) 01 Jun 2021 Common Stock 2,156 $126.72 Direct F1
holding MMM Non-qualified Stock Option (Right to Buy) 01 Jun 2021 Common Stock 3,198 $165.94 Direct F1
holding MMM Non-qualified Stock Option (Right to Buy) 01 Jun 2021 Common Stock 3,513 $147.87 Direct F1
holding MMM Non-qualified Stock Option (Right to Buy) 01 Jun 2021 Common Stock 4,467 $175.76 Direct F1
holding MMM Non-qualified Stock Option (Right to Buy) 01 Jun 2021 Common Stock 2,525 $233.63 Direct F1
holding MMM Non-qualified Stock Option (Right to Buy) 01 Jun 2021 Common Stock 3,189 $201.12 Direct F1
holding MMM Non-qualified Stock Option (Right to Buy) 01 Jun 2021 Common Stock 11,994 $157.24 Direct F1
holding MMM Non-qualified Stock Option (Right to Buy) 01 Jun 2021 Common Stock 7,700 $175.02 Direct F1
holding MMM Restricted Stock Units 01 Jun 2021 Common Stock 1,731 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.
F2 The restricted stock units will vest in equal installments on April 1, 2024 and April 1, 2026.
F3 Each restricted stock unit represents a contingent right to receive one share of 3M common stock.