Christopher del Moral-Niles - 27 May 2021 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Signature
/s/ Lynn M. Floeter, attorney-in-fact for Christopher Del Moral-Niles
Issuer symbol
ASB
Transactions as of
27 May 2021
Net transactions value
-$42,582
Form type
4
Filing time
28 May 2021, 11:44:15 UTC
Next filing
09 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Options Exercise $405,632 +23,339 +42% $17.38 78,741 27 May 2021 Direct
transaction ASB Common Stock $0.01 Par Value Tax liability $448,214 -19,420 -25% $23.08 59,321 27 May 2021 Direct F1
holding ASB Common Stock $0.01 Par Value 40,859 27 May 2021 by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -23,339 -100% $0.000000* 0 27 May 2021 Common Stock $0.01 Par Value 23,339 $17.38 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were surrendered to satisfy tax withholding obligation arising from the exercise of stock options.
F2 Option vests in four equal annual installments beginning on February 8, 2017.