Johnson Huang - May 26, 2021 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
General Manager, KFC
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
May 26, 2021
Transactions value $
-$418,581
Form type
4
Date filed
5/28/2021, 07:18 AM
Next filing
Jun 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $175K +8.99K +37.04% $19.46 33.3K May 26, 2021 Direct
transaction YUMC Common Stock Sale -$419K -6.34K -19.06% $66.00 26.9K May 26, 2021 Direct
transaction YUMC Common Stock Disposed to Issuer -$175K -2.65K -9.85% $66.00 24.3K May 26, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Options Exercise $0 -8.99K -100% $0.00* 0 May 26, 2021 Common Stock 8.99K $19.46 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vested in full.