Edward H. West - May 24, 2021 Form 4 Insider Report for Cardtronics plc (CATM)

Role
Chief Executive Officer, Director
Signature
/s/ Paul Carbonelli, attorney-in-fact
Stock symbol
CATM
Transactions as of
May 24, 2021
Transactions value $
-$2,606,274
Form type
4
Date filed
5/26/2021, 05:37 PM
Previous filing
May 20, 2021
Next filing
Oct 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CATM Common Stock Options Exercise $0 +43.1K +8.15% $0.00 572K May 24, 2021 Direct
transaction CATM Common Stock Options Exercise $0 +39.7K +6.94% $0.00 611K May 24, 2021 Direct
transaction CATM Common Stock Tax liability -$1.5M -38.5K -6.29% $38.90 573K May 24, 2021 Direct F1
transaction CATM Common Stock Tax liability -$1.11M -28.5K -4.98% $38.91 544K May 24, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CATM Stock Options Options Exercise $0 -43.1K -65.36% $0.00 22.8K May 24, 2021 Common Stock 43.1K $31.99 Direct F2
transaction CATM Stock Options Options Exercise $0 -39.7K -33.33% $0.00 79.3K May 24, 2021 Common Stock 39.7K $20.92 Direct F3
holding CATM Stock Options 115K May 24, 2021 Common Stock 115K $22.31 Direct F4
holding CATM Restricted Stock Units 91.1K May 24, 2021 Common Stock 91.1K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares surrendered to cover the cost of exercise and withholding tax obligations arising from the exercise of stock options.
F2 Represents Stock Options awarded on March 14, 2019 under the Cardtronics 2019 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2020, January 31, 2021, and January 31, 2022.
F3 Represents Stock Options awarded on March 31, 2020 under the Cardtronics 2020 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2021, January 31, 2022, and January 31, 2023.
F4 Represents Stock Options awarded on March 30, 2018 under the Cardtronics 2018 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2019, January 31, 2020, and January 31, 2021.
F5 Each Restricted Stock Unit represents a contingent right to receive one common share of Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement.