Tracy L. Skeans - May 24, 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
May 24, 2021
Transactions value $
-$1,302,420
Form type
4
Date filed
5/25/2021, 10:41 AM
Previous filing
Feb 9, 2022
Next filing
Jul 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $253K +5.65K +53.3% $44.81 16.2K May 24, 2021 Direct
transaction YUM Common Stock Disposed to Issuer -$253K -2.11K -12.98% $120.00 14.1K May 24, 2021 Direct
transaction YUM Common Stock Sale -$425K -3.54K -25.03% $120.16 10.6K May 24, 2021 Direct
transaction YUM Common Stock Options Exercise $290K +5.77K +54.45% $50.22 16.4K May 24, 2021 Direct
transaction YUM Common Stock Disposed to Issuer -$290K -2.42K -14.76% $120.00 13.9K May 24, 2021 Direct
transaction YUM Common Stock Sale -$403K -3.35K -24.04% $120.16 10.6K May 24, 2021 Direct
transaction YUM Common Stock Options Exercise $341K +6.79K +64.05% $50.22 17.4K May 24, 2021 Direct
transaction YUM Common Stock Disposed to Issuer -$341K -2.84K -16.34% $120.00 14.5K May 24, 2021 Direct
transaction YUM Common Stock Sale -$474K -3.95K -27.14% $120.16 10.6K May 24, 2021 Direct
holding YUM Common Stock 2.1K May 24, 2021 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Options Exercise $0 -5.65K -50% $0.00 5.65K May 24, 2021 Common Stock 5.65K $44.81 Direct F1
transaction YUM Stock Appreciation Right Options Exercise $0 -5.77K -50% $0.00 5.77K May 24, 2021 Common Stock 5.77K $50.22 Direct F1
transaction YUM Stock Appreciation Right Options Exercise $0 -6.79K -50% $0.00 6.79K May 24, 2021 Common Stock 6.79K $50.22 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting occurs 25% per year beginning one year from grant date.