David W. Gibbs - May 18, 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role: Chief Executive Officer, Director
Signature: /s/ M. Gayle Hobson, POA
Stock symbol: YUM
Transactions as of: May 18, 2021
Transactions value $: -$164,246
Form type: 4
Date filed: 5/20/2021, 08:16 AM
Previous filing: Feb 9, 2022
Next filing: Jun 16, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	YUM	Common Stock	Options Exercise	$102K	+2.23K	+11.12%	$45.59	22.3K	May 18, 2021	Direct	F1
transaction	YUM	Common Stock	Sale	-$163K	-1.37K	-6.4%	$119.33	20K	May 18, 2021	Direct	F1
transaction	YUM	Common Stock	Disposed to Issuer	-$102K	-858	-3.86%	$119.27	21.4K	May 18, 2021	Direct	F1
holding	YUM	Common Stock						39.5K	May 18, 2021	Trust - DWG
holding	YUM	Common Stock						26.4K	May 18, 2021	Trust SJG

Showing 1 to 5 of 5 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	YUM	Stock Appreciation Right	Options Exercise	$0	-2.23K	-11.11%	$0.00	17.8K	May 18, 2021	Common Stock	2.23K	$45.88	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Pursuant to 10b5-1 Plan
F2	Vesting occurs on a quarterly basis beginning one year from grant date.