David W. Gibbs - 18 May 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Chief Executive Officer, Director
Signature
/s/ M. Gayle Hobson, POA
Issuer symbol
YUM
Transactions as of
18 May 2021
Net transactions value
-$164,246
Form type
4
Filing time
20 May 2021, 08:16:12 UTC
Previous filing
09 Feb 2022
Next filing
16 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $101,570 +2,228 +11% $45.59 22,256 18 May 2021 Direct F1
transaction YUM Common Stock Sale $163,482 -1,370 -6.4% $119.33 20,028 18 May 2021 Direct F1
transaction YUM Common Stock Disposed to Issuer $102,334 -858 -3.9% $119.27 21,398 18 May 2021 Direct F1
holding YUM Common Stock 39,499 18 May 2021 Trust - DWG
holding YUM Common Stock 26,394 18 May 2021 Trust SJG

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Options Exercise $0 -2,228 -11% $0.000000 17,817 18 May 2021 Common Stock 2,228 $45.88 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to 10b5-1 Plan
F2 Vesting occurs on a quarterly basis beginning one year from grant date.