Andrew R. Jassy - May 15, 2021 Form 4 Insider Report for AMAZON COM INC (AMZN)

Role
CEO Amazon Web Services
Signature
/s/ by Mark F. Hoffman as attorney-in-fact for Andrew R. Jassy, CEO Amazon Web Services
Stock symbol
AMZN
Transactions as of
May 15, 2021
Transactions value $
-$2,752,549
Form type
4
Date filed
5/18/2021, 06:27 PM
Next filing
May 25, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +2.15K +2.6% $0.00 84.9K May 15, 2021 Direct
transaction AMZN Common Stock, par value $.01 per share Sale -$2.75M -848 -1% $3,245.93* 84K May 17, 2021 Direct F1
holding AMZN Common Stock, par value $.01 per share 3.28K May 15, 2021 In trust
holding AMZN Common Stock, par value $.01 per share 491 May 15, 2021 Amazon.com 401(k) plan account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -2.15K -25% $0.00 6.46K May 15, 2021 Common Stock, par value $.01 per share 2.15K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 Converts into Common Stock on a one-for-one basis.
F3 This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.