David H. Clark - May 15, 2021 Form 4 Insider Report for AMAZON COM INC (AMZN)

Role
CEO Worldwide Consumer
Signature
/s/ by Mark F. Hoffman as attorney-in-fact for David H. Clark, CEO Worldwide Consumer
Stock symbol
AMZN
Transactions as of
May 15, 2021
Transactions value $
-$2,544,809
Form type
4
Date filed
5/18/2021, 06:21 PM
Next filing
May 25, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +1.43K +121.38% $0.00 2.6K May 15, 2021 Direct
transaction AMZN Common Stock, par value $.01 per share Sale -$2.54M -784 -30.17% $3,245.93* 1.82K May 17, 2021 Direct F1
holding AMZN Common Stock, par value $.01 per share 569 May 15, 2021 Amazon.com 401(k) plan account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -1.43K -24.99% $0.00 4.28K May 15, 2021 Common Stock, par value $.01 per share 1.43K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 Converts into Common Stock on a one-for-one basis.
F3 This award vests based upon the following vesting schedule: 1,200 shares on May 15, 2017; 1,201 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,044 shares on each of May 15, 2018, August 15, 2018, and November 15, 2018; 1,045 shares on February 15, 2019; 1,060 shares on each of May 15, 2019, August 15, 2019, and November 15, 2019; 1,061 shares on February 15, 2020; 844 shares on each of May 15, 2020, August 15, 2020, November 15, 2020, and February 15, 2021; 1,425 shares on each of May 15, 2021 and August 15, 2021; and 1,426 shares on each of November 15, 2021 and February 15, 2022.