Heather H. Lavallee - May 17, 2021 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
CEO, Wealth Solutions
Signature
/s/ Rachel Reid, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
May 17, 2021
Transactions value $
-$198,070
Form type
4
Date filed
5/18/2021, 04:20 PM
Next filing
Aug 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Sale -$198K -2.89K -33.33% $68.56 5.78K May 17, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VOYA Deferred Savings Plan Issuer Stock Units 690 May 17, 2021 Common Stock 690 Direct F2, F3
holding VOYA Performance Stock Unit 23.5K May 17, 2021 Common Stock 23.5K Direct F4
holding VOYA Restricted Stock Units 16.1K May 17, 2021 Common Stock 16.1K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $67.985 to $68.79. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
F2 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F3 Includes a dividend of 1.814 shares.
F4 The stock units will vest based on their respective award agreements.

Remarks:

CEO, Wealth Solutions