J. Mariner Kemper - May 14, 2021 Form 4 Insider Report for UMB FINANCIAL CORP (UMBF)

Role
Chairman and CEO, Director
Signature
/s/ John C. Pauls, Attorney-in-fact for Mr. Kemper
Stock symbol
UMBF
Transactions as of
May 14, 2021
Transactions value $
$502,786
Form type
4
Date filed
5/17/2021, 06:17 PM
Previous filing
May 17, 2021
Next filing
Jun 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMBF Common Stock Sale -$395 -4 0% $98.78 188K May 14, 2021 Direct
transaction UMBF Common Stock Sale -$29.6K -300 -0.16% $98.81 187K May 14, 2021 Direct
transaction UMBF Common Stock Options Exercise $533K +11.2K +5.96% $47.68 199K May 14, 2021 Direct
holding UMBF Common Stock 1K May 14, 2021 By Daughter - Custodial Brokerage Account
holding UMBF Common Stock 2.1K May 14, 2021 By Esop
holding UMBF Common Stock 1K May 14, 2021 By Son - Custodial Brokerage Account
holding UMBF Common Stock 53.8K May 14, 2021 By Trust - TUW RC Kemper For John Mariner
holding UMBF Common Stock 12.6K May 14, 2021 By Trust: Mary S Hunt Trust
holding UMBF Common Stock 290K May 14, 2021 Held by Kemper Realty
holding UMBF Common Stock 396K May 14, 2021 Held by Pioneer Service Corporation
holding UMBF Common Stock 2.02M May 14, 2021 By Trust - RC Kemper Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UMBF Stock Option (Right to Buy) Options Exercise $0 -11.2K -100% $0.00* 0 May 14, 2021 Common Stock 11.2K $47.68 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.