Edward H. West - May 13, 2021 Form 4 Insider Report for Cardtronics plc (CATM)

Signature
/s/ Paul Carbonelli, attorney-in-fact
Stock symbol
CATM
Transactions as of
May 13, 2021
Transactions value $
-$11,254
Form type
4
Date filed
5/17/2021, 05:54 PM
Next filing
May 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CATM Common Stock Options Exercise $28.8K +900 +0.17% $31.99 529K May 13, 2021 Direct
transaction CATM Common Stock Sale -$35K -900 -0.17% $38.92 529K May 13, 2021 Direct F1
transaction CATM Common Stock Options Exercise $23.2K +724 +0.14% $31.99 529K May 14, 2021 Direct
transaction CATM Common Stock Sale -$28.2K -724 -0.14% $38.92 529K May 14, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CATM Stock Options Options Exercise $0 -900 -1.31% $0.00 67.6K May 13, 2021 Common Stock 900 $31.99 Direct F2
transaction CATM Stock Options Options Exercise $0 -724 -1.07% $0.00 66.9K May 14, 2021 Common Stock 724 $31.99 Direct F2
holding CATM Stock Options 115K May 13, 2021 Common Stock 115K $22.31 Direct F3
holding CATM Stock Options 119K May 13, 2021 Common Stock 119K $20.92 Direct F4
holding CATM Restricted Stock Units 91.1K May 13, 2021 Common Stock 91.1K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 100% of the net shares acquired from this exercise.
F2 Represents Stock Options awarded on March 14, 2019 under the Cardtronics 2019 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2020, January 31, 2021, and January 31, 2022.
F3 Represents Stock Options awarded on March 30, 2018 under the Cardtronics 2018 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2019, January 31, 2020, and January 31, 2021.
F4 Represents Stock Options awarded on March 31, 2020 under the Cardtronics 2020 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2021, January 31, 2022, and January 31, 2023.
F5 Each Restricted Stock Unit represents a contingent right to receive one common share of the Issuer's Common Stock and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement. The Restricted Stock Units will convert into an equivalent number of shares of the Issuer's Common Stock in accordance with the vesting terms of the underlying Restricted Stock Unit Agreements.