Kurland Family Investments, Llc - May 12, 2021 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
10%+ Owner
Signature
/s/ Derek W. Stark, attorney-in-fact for Kurland Family Investments, LLC
Stock symbol
PFSI
Transactions as of
May 12, 2021
Transactions value $
-$14,175,124
Form type
4
Date filed
5/14/2021, 05:31 PM
Next filing
May 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Sale -$1.6M -28.1K -0.38% $56.87 7.29M May 12, 2021 Direct F1, F2
transaction PFSI Common Stock Sale -$792K -13.7K -0.19% $57.79 7.27M May 12, 2021 Direct F1, F3
transaction PFSI Common Stock Sale -$1.17M -20.6K -0.28% $56.89 7.25M May 12, 2021 Direct F2
transaction PFSI Common Stock Sale -$1.7M -29.4K -0.4% $57.83 7.22M May 12, 2021 Direct F4
transaction PFSI Common Stock Sale -$385K -6.6K -0.09% $58.26 7.22M May 13, 2021 Direct F5
transaction PFSI Common Stock Sale -$4.22M -71.7K -0.99% $58.92 7.14M May 13, 2021 Direct F6
transaction PFSI Common Stock Sale -$4.31M -71.7K -1% $60.07 7.07M May 14, 2021 Direct F7
holding PFSI Common Stock 116K May 12, 2021 1998 Kurland Revocable Trust Dtd 1/14/98
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of Common Stock were sold pursuant to a 10b5-1 plan.
F2 The price reported is the weighted average price of multiple transactions ranging from $56.40 to $57.40. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F3 The price reported is the weighted average price of multiple transactions ranging from $57.41 to $58.20. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F4 The price reported is the weighted average price of multiple transactions ranging from $57.41 to $58.18. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F5 The price reported is the weighted average price of multiple transactions ranging from $57.49 to $58.49. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F6 The price reported is the weighted average price of multiple transactions ranging from $58.50 to $59.45. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F7 The price reported is the weighted average price of multiple transactions ranging from $59.60 to $60.53. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.