J. Joel Quadracci - May 12, 2021 Form 4 Insider Report for Quad/Graphics, Inc. (QUAD)

Role
Chairman, Pres & CEO, Director
Signature
/s/ Sherilyn R. Whitmoyer, attorney-in-fact for J. Joel Quadracci
Stock symbol
QUAD
Transactions as of
May 12, 2021
Transactions value $
$202,599
Form type
4
Date filed
5/14/2021, 10:59 AM
Next filing
May 18, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QUAD Class A Common Stock Purchase $91.2K +30K +2.12% $3.04 1.44M May 12, 2021 Direct F1
transaction QUAD Class A Common Stock Purchase $111K +35.3K +2.45% $3.16 1.48M May 13, 2021 Direct F2
holding QUAD Class A Common Stock 4.09K May 12, 2021 By 401(a) Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding QUAD Class B Common Stock 229K May 12, 2021 Class A Common Stock 229K Direct F4
holding QUAD Class B Common Stock 2.35K May 12, 2021 Class A Common Stock 2.35K As Trustee - AQH Tr F4, F5
holding QUAD Class B Common Stock 2.35K May 12, 2021 Class A Common Stock 2.35K As Trustee - EQH Tr F4, F6
holding QUAD Class B Common Stock 120K May 12, 2021 Class A Common Stock 120K As Trustee - HVQ For Joel F4, F7
holding QUAD Class B Common Stock 2.35K May 12, 2021 Class A Common Stock 2.35K As Trustee - KBH Tr F4, F8
holding QUAD Class B Common Stock 2.35K May 12, 2021 Class A Common Stock 2.35K As Trustee - WVH Tr F4, F9
holding QUAD Stock Options (Right to Buy) 4.41K May 12, 2021 Class A Common Stock 4.41K $13.47 Direct F10
holding QUAD Stock Options (Right to Buy) 3.68K May 12, 2021 Class A Common Stock 3.68K $13.47 Direct F10
holding QUAD Stock Options (Right to Buy) 6.83K May 12, 2021 Class A Common Stock 6.83K $13.47 Direct F10
holding QUAD Stock Options (Right to Buy) 3.94K May 12, 2021 Class A Common Stock 3.94K $13.47 Direct F10
holding QUAD Stock Options (Right to Buy) 9K May 12, 2021 Class A Common Stock 9K $13.47 Direct F10
holding QUAD Stock Options (Right to Buy) 5.25K May 12, 2021 Class A Common Stock 5.25K $13.47 Direct F10
holding QUAD Stock Options (Right to Buy) 4.25K May 12, 2021 Class A Common Stock 4.25K $13.47 Direct F10
holding QUAD Stock Options (Right to Buy) 39.9K May 12, 2021 Class A Common Stock 39.9K $14.14 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price reported in column 4 is a weighted average price. Shares purchased at prices ranging from $2.95 to $3.10. The reporting person undertakes to provide to the Company, any shareholder of the Company, and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.
F2 Price reported in column 4 is a weighted average price. Shares purchased at prices ranging from $3.00 to $3.25. The reporting person undertakes to provide to the Company, any shareholder of the Company, and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.
F3 Shares acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 04/30/2021.
F4 Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
F5 As Trustee for the Alexander Q. Harned 2007 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F6 As Trustee for the Elizabeth Quadracci Harned 2003 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F7 As Trustee for the HVQ 1992 Descendants Trust f/b/o J. Joel Quadracci. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F8 As Trustee for the Kathryn B. Harned 2004 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F9 As Trustee for the William V. Harned 2006 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F10 All options are fully vested and currently exercisable.