RONALD D. SUGAR - 12 May 2021 Form 4 Insider Report for AMGEN INC (AMGN)

Role
Director
Signature
/s/ Ronald D. Sugar
Issuer symbol
AMGN
Transactions as of
12 May 2021
Net transactions value
-$178,950
Form type
4
Filing time
12 May 2021, 20:11:18 UTC
Next filing
19 May 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMGN Common Stock Options Exercise $71,640 +1,000 +6.3% $71.64 16,927 12 May 2021 Direct
transaction AMGN Common Stock Sale $250,590 -1,000 -5.9% $250.59 15,927 12 May 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMGN Nqso (Right to Buy) Options Exercise $0 -1,000 -100% $0.000000* 0 12 May 2021 Common Stock 1,000 $71.64 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1.
F2 These shares include 2,264 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.