Ronald D. Sugar - May 12, 2021 Form 4 Insider Report for AMGEN INC (AMGN)

Role
Director
Signature
/s/ Ronald D. Sugar
Stock symbol
AMGN
Transactions as of
May 12, 2021
Transactions value $
-$178,950
Form type
4
Date filed
5/12/2021, 08:11 PM
Next filing
May 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMGN Common Stock Options Exercise $71.6K +1K +6.28% $71.64 16.9K May 12, 2021 Direct
transaction AMGN Common Stock Sale -$251K -1K -5.91% $250.59 15.9K May 12, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMGN Nqso (Right to Buy) Options Exercise $0 -1K -100% $0.00* 0 May 12, 2021 Common Stock 1K $71.64 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1.
F2 These shares include 2,264 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.