Jeffrey M. Williams - May 10, 2021 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role: VP & Pres G Prod Bldg Tech Sol
Signature: /s/ Leanne Michels, attorney-in-fact
Stock symbol: JCI
Transactions as of: May 10, 2021
Transactions value $: -$412,868
Form type: 4
Date filed: 5/11/2021, 05:37 PM
Next filing: Dec 6, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	JCI	Ordinary Shares	Options Exercise	$856K	+19.2K	+29.52%	$44.57	84.2K	May 10, 2021	Direct	F1
transaction	JCI	Ordinary Shares	Sale	-$1.27M	-19.2K	-22.79%	$66.08	65K	May 10, 2021	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	JCI	Employee Stock Option (Right to Buy)	Options Exercise	$0	-19.2K	-100%	$0.00^*	0	May 10, 2021	Ordinary Shares	19.2K	$44.57	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Transaction effected pursuant to a Rule 10b5-1 trading plan.
F2	The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.00 to $66.26 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.

Content

Transaction effected pursuant to a Rule 10b5-1 trading plan.

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.00 to $66.26 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.