Lawrence J. Ellison - 06 May 2021 Form 4 Insider Report for ORACLE CORP (ORCL)

Role
Executive Chairman, Director, Chief Technology Officer, 10%+ Owner
Signature
/s/ Rebecca Isakson by Rebecca Isakson, Attorney in fact for Lawrence J. Ellison (POA filed 12/27/18)
Issuer symbol
ORCL
Transactions as of
06 May 2021
Net transactions value
-$198,832,901
Form type
4
Filing time
10 May 2021, 19:01:07 UTC
Next filing
12 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ORCL Common Stock Options Exercise $45,402,000 +1,400,000 +0.12% $32.43 1,140,132,353 06 May 2021 Direct
transaction ORCL Common Stock Sale $66,818,023 -844,579 -0.07% $79.11 1,139,287,774 06 May 2021 Direct F1
transaction ORCL Common Stock Sale $44,291,659 -555,421 -0.05% $79.74 1,138,732,353 06 May 2021 Direct F2
transaction ORCL Common Stock Options Exercise $45,402,000 +1,400,000 +0.12% $32.43 1,140,132,353 07 May 2021 Direct
transaction ORCL Common Stock Sale $31,737,111 -400,131 -0.04% $79.32 1,139,732,222 07 May 2021 Direct F3
transaction ORCL Common Stock Sale $80,148,999 -999,869 -0.09% $80.16 1,138,732,353 07 May 2021 Direct F4
transaction ORCL Common Stock Options Exercise $45,402,000 +1,400,000 +0.12% $32.43 1,140,132,353 10 May 2021 Direct
transaction ORCL Common Stock Sale $25,309,350 -318,711 -0.03% $79.41 1,139,813,642 10 May 2021 Direct F5
transaction ORCL Common Stock Sale $86,733,759 -1,081,289 -0.09% $80.21 1,138,732,353 10 May 2021 Direct F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ORCL Stock Option Options Exercise $0 -1,400,000 -20% $0.000000 5,600,000 06 May 2021 Common Stock 1,400,000 $32.43 Direct F7
transaction ORCL Stock Option Options Exercise $0 -1,400,000 -25% $0.000000 4,200,000 07 May 2021 Common Stock 1,400,000 $32.43 Direct F7
transaction ORCL Stock Option Options Exercise $0 -1,400,000 -33% $0.000000 2,800,000 10 May 2021 Common Stock 1,400,000 $32.43 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $78.57 to $79.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 This transaction was executed in multiple trades at prices ranging from $79.57 to $79.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades at prices ranging from $78.62 to $79.61. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $79.62 to $80.54. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $78.77 to $79.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades at prices ranging from $79.77 to $80.72. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F7 25% of the shares subject to the option vested annually on each anniversary of the grant date.