Troyen Brennan - May 7, 2021 Form 4 Insider Report for CVS HEALTH Corp (CVS)

Role
EVP and Chief Medical Officer
Signature
/s/ Troyen Brennan
Stock symbol
CVS
Transactions as of
May 7, 2021
Transactions value $
-$796,068
Form type
4
Date filed
5/10/2021, 05:18 PM
Next filing
Jun 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CVS Common Stock Sale -$796K -9.48K -6.15% $84.00 145K May 7, 2021 Direct F1
holding CVS Common Stock (restricted) 4.81K May 7, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CVS Stock Option 47.9K May 7, 2021 Common Stock 47.9K $102.26 Direct F2
holding CVS Stock Option 53.8K May 7, 2021 Common Stock 53.8K $104.82 Direct F3
holding CVS Stock Option 75.1K May 7, 2021 Common Stock 75.1K $78.05 Direct F4
holding CVS Stock Option 87.6K May 7, 2021 Common Stock 87.6K $62.21 Direct F5
holding CVS Stock Option 162K May 7, 2021 Common Stock 162K $54.19 Direct F6
holding CVS Stock Option 113K May 7, 2021 Common Stock 113K $58.34 Direct F7, F8
holding CVS Stock Option 99.3K May 7, 2021 Common Stock 99.3K $74.30 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All sales were effected pursuant to a Rule 10b5-1 plan.
F2 Option became exercisable in four equal annual installments, commencing 4/1/2016.
F3 Option became exercisable in four equal annual installments, commencing 4/1/2017.
F4 Option became exercisable in four equal annual installments, commencing 4/3/2018.
F5 Option became exercisable in four equal annual installments, commencing 4/1/2019.
F6 Option became exercisable in four equal annual installments, commencing 4/1/2020.
F7 The number of shares subject to the option were calculated using a 30-day average price.
F8 Options became exercisable in four equal annual installments, commencing 4/1/2021.
F9 Option becomes exercisable in four equal annual installments, commencing 4/1/2022.