Troyen A. Brennan - 07 May 2021 Form 4 Insider Report for CVS HEALTH Corp (CVS)

Role
EVP and Chief Medical Officer
Signature
/s/ Troyen Brennan
Issuer symbol
CVS
Transactions as of
07 May 2021
Net transactions value
-$796,068
Form type
4
Filing time
10 May 2021, 17:18:02 UTC
Next filing
17 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CVS Common Stock Sale $796,068 -9,477 -6.1% $84.00 144,697 07 May 2021 Direct F1
holding CVS Common Stock (restricted) 4,805 07 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CVS Stock Option 47,937 07 May 2021 Common Stock 47,937 $102.26 Direct F2
holding CVS Stock Option 53,772 07 May 2021 Common Stock 53,772 $104.82 Direct F3
holding CVS Stock Option 75,134 07 May 2021 Common Stock 75,134 $78.05 Direct F4
holding CVS Stock Option 87,575 07 May 2021 Common Stock 87,575 $62.21 Direct F5
holding CVS Stock Option 161,605 07 May 2021 Common Stock 161,605 $54.19 Direct F6
holding CVS Stock Option 112,637 07 May 2021 Common Stock 112,637 $58.34 Direct F7, F8
holding CVS Stock Option 99,344 07 May 2021 Common Stock 99,344 $74.30 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All sales were effected pursuant to a Rule 10b5-1 plan.
F2 Option became exercisable in four equal annual installments, commencing 4/1/2016.
F3 Option became exercisable in four equal annual installments, commencing 4/1/2017.
F4 Option became exercisable in four equal annual installments, commencing 4/3/2018.
F5 Option became exercisable in four equal annual installments, commencing 4/1/2019.
F6 Option became exercisable in four equal annual installments, commencing 4/1/2020.
F7 The number of shares subject to the option were calculated using a 30-day average price.
F8 Options became exercisable in four equal annual installments, commencing 4/1/2021.
F9 Option becomes exercisable in four equal annual installments, commencing 4/1/2022.