David Nigro - Apr 28, 2021 Form 3 Insider Report for AMERICAN EXPRESS CO (AXP)

Role
Chief Risk Officer
Signature
/s/ Kristina V. Fink, attorney-in-fact
Stock symbol
AXP
Transactions as of
Apr 28, 2021
Transactions value $
$0
Form type
3
Date filed
5/7/2021, 05:00 PM
Next filing
Feb 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AXP Common Stock 9.39K Apr 28, 2021 Direct
holding AXP Common Stock 2.89K Apr 28, 2021 By 401(k) F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AXP Employee Stock Option (Right to Buy) Apr 28, 2021 Common Stock 4K $65.43 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F2 These options became exercisable on April 29, 2020 based on the Company's positive cumulative net income over the four-year performance period.

Remarks:

Exhibit 24 - Power of Attorney