D. Strable Soethout - 19 Dec 2025 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Signature
Chris Agbe-Davies as Attorney-in-Fact
Issuer symbol
PFG
Transactions as of
19 Dec 2025
Net transactions value
-$45,000
Form type
4
Filing time
23 Dec 2025, 10:33:28 UTC
Previous filing
19 Dec 2025
Next filing
29 Dec 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
STRABLE-SOETHOUT DEANNA D President and CEO 711 HIGH STREET, DES MOINES Chris Agbe-Davies as Attorney-in-Fact 23 Dec 2025 0001278726

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFG Common Stock Award $18,690 +500 +0.33% $37.38 153,450 19 Dec 2025 Direct
transaction PFG Common Stock Disposed to Issuer $45,000 -500 -0.33% $90.00 152,950 19 Dec 2025 Direct F1
holding PFG Common Stock 62,475 19 Dec 2025 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFG Common Stock Options Exercise $18,690 -500 -3.5% $37.38 13,792 19 Dec 2025 Common Stock 500 $37.38 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2024.