Scott Mills - 21 Dec 2021 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role: Director
Signature: Alex P. Montz, by Power of Attorney
Issuer symbol: PFG
Transactions as of: 21 Dec 2021
Net transactions value: +$6,752
Form type: 4
Filing time: 23 Dec 2021, 11:50:19 UTC
Previous filing: 14 Dec 2021
Next filing: 29 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PFG	Common Stock	Award	$0	+177	+0.91%	$0.000000	19,640	21 Dec 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PFG	Phantom Stock Units	Award	$6,752	+96	+0.84%	$70.33	11,476	21 Dec 2021	Common Stock	96		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Grant of restricted stock units.
F2	The units convert to common stock on a one-for-one basis.
F3	The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement.