Roberto Walker - 02 Aug 2021 Form 3 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
EVP, Principal Latin America
Signature
Alex P. Montz, by Power of Attorney
Issuer symbol
PFG
Transactions as of
02 Aug 2021
Net transactions value
$0
Form type
3
Filing time
11 Aug 2021, 09:05:17 UTC
Next filing
28 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PFG Common Stock 35,635 02 Aug 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PFG Employee Stock Option (Right to Buy) 02 Aug 2021 Common Stock 22,640 $27.46 Direct
holding PFG Employee Stock Option (Right to Buy) 02 Aug 2021 Common Stock 33,975 $30.70 Direct
holding PFG Employee Stock Option (Right to Buy) 02 Aug 2021 Common Stock 20,265 $44.88 Direct
holding PFG Employee Stock Option (Right to Buy) 02 Aug 2021 Common Stock 15,635 $51.33 Direct
holding PFG Employee Stock Option (Right to Buy) 02 Aug 2021 Common Stock 32,440 $37.38 Direct
holding PFG Employee Stock Option (Right to Buy) 02 Aug 2021 Common Stock 12,335 $62.78 Direct
holding PFG Employee Stock Option (Right to Buy) 02 Aug 2021 Common Stock 22,370 $63.98 Direct
holding PFG Employee Stock Option (Right to Buy) 02 Aug 2021 Common Stock 20,345 $53.09 Direct F3
holding PFG Employee Stock Option (Right to Buy) 02 Aug 2021 Common Stock 17,180 $51.73 Direct F4
holding PFG Employee Stock Option (Right to Buy) 02 Aug 2021 Common Stock 22,115 $58.68 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 4,652 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
F2 Includes 3,517 restricted stock units.
F3 The option vests in three equal annual installments beginning February 25, 2022.
F4 The option vests in three equal annual installments beginning February 24, 2023.
F5 The option vests in three equal annual installments beginning March 5, 2024.