Wee Yee Cheong - 02 Aug 2021 Form 3 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
EVP, Principal Asia
Signature
Alex P. Montz, by Power of Attorney
Issuer symbol
PFG
Transactions as of
02 Aug 2021
Net transactions value
$0
Form type
3
Filing time
11 Aug 2021, 09:04:39 UTC
Next filing
28 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PFG Common Stock 41,652 02 Aug 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PFG Employee Stock Option (Right to Buy) 02 Aug 2021 Common Stock 22,030 $51.73 Direct F3
holding PFG Employee Stock Option (Right to Buy) 02 Aug 2021 Common Stock 25,650 $58.63 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,897 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
F2 Includes 10,226 restricted stock units.
F3 The option vests in three equal annual installments beginning February 24, 2021.
F4 The option vests in three equal annual installments beginning March 5, 2022.