Elizabeth E. Tallett - 25 Jun 2021 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
Director
Signature
Alex P. Montz, by Power of Attorney
Issuer symbol
PFG
Transactions as of
25 Jun 2021
Net transactions value
+$4,763
Form type
4
Filing time
29 Jun 2021, 14:59:08 UTC
Previous filing
28 May 2021
Next filing
16 Jul 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFG Phantom Stock Units Award $4,763 +74 +0.92% $64.36 8,128 25 Jun 2021 Common Stock 74 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The units convert to common stock on a one-for-one basis.
F2 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement.