Elizabeth E. Tallett - Jun 25, 2021 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
Director
Signature
Alex P. Montz, by Power of Attorney
Stock symbol
PFG
Transactions as of
Jun 25, 2021
Transactions value $
$4,763
Form type
4
Date filed
6/29/2021, 02:59 PM
Previous filing
May 28, 2021
Next filing
Jul 16, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFG Phantom Stock Units Award $4.76K +74 +0.92% $64.36 8.13K Jun 25, 2021 Common Stock 74 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The units convert to common stock on a one-for-one basis.
F2 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement.