Bradley J. Powers - Apr 1, 2024 Form 4 Insider Report for LUMOS PHARMA, INC. ((LUMO))

Role: General Counsel
Signature: /s/ Ryan Trytten, attorney-in-fact
Stock symbol: (LUMO)
Transactions as of: Apr 1, 2024
Transactions value $: $1,585
Form type: 4
Date filed: 4/3/2024, 05:11 PM
Previous filing: Feb 5, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	(LUMO)	Common Stock	Award	$2.56K	+900	+15.65%	$2.84	6.65K	Apr 1, 2024	Direct	F1, F2, F3, F4
transaction	(LUMO)	Common Stock	Tax liability	-$971	-342	-5.14%	$2.84	6.31K	Apr 1, 2024	Direct	F2, F3, F4, F5
holding	(LUMO)	Common Stock						27	Apr 1, 2024	By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	(LUMO)	Stock Option (Right to Buy)	Award	$0	+11K		$0.00	11K	Apr 1, 2024	Common Stock	11K	$2.84	Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares issued as restricted stock units ("RSUs") under the Issuer's 2009 Equity Incentive Plan (the "Plan") that were received as an award, for no consideration. The RSUs vest in a series of four successive annual installments beginning on April 1, 2025, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.
F2	Includes 218 RSUs granted under the Plan. The RSUs will vest, and shares will be delivered to the Reporting Person on February 1, 2025, provided that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.
F3	Includes 450 RSUs granted under the Plan. The RSUs will vest, and shares will be delivered to the Reporting Person in a series of two successive annual installments with the next installment occurring on February 1, 2025, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.
F4	Includes 675 RSUs granted under the Plan. The RSUs will vest, and shares will be delivered to the Reporting Person in a series of three successive annual installments with the next installment occurring on February 1, 2025, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.
F5	Represents shares of Common Stock withheld by the Issuer in satisfaction of its tax withholding obligation with respect to the vesting of 1,125 previously reported RSUs granted to the Reporting Person.
F6	Grant to the Reporting Person of a stock option under the Plan. The option vests and becomes exercisable in a series of 48 successive equal monthly installments beginning on May 1, 2024, provided that at the relevant vesting dates the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan. The option expires ten years after the date of grant.