Daren Shaw - Dec 15, 2023 Form 4 Insider Report for ENSIGN GROUP, INC (ENSG)

Role
Director
Signature
/s/ Chad A. Keetch, as power of attorney
Stock symbol
ENSG
Transactions as of
Dec 15, 2023
Transactions value $
-$403,880
Form type
4
Date filed
12/18/2023, 04:29 PM
Previous filing
Nov 17, 2023
Next filing
Jan 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ENSG Common Stock Options Exercise $43.6K +4K +12.31% $10.89* 36.5K Dec 15, 2023 Direct F1
transaction ENSG Common Stock Sale -$447K -4K -10.96% $111.86 32.5K Dec 15, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ENSG Stock Option (right to buy) Options Exercise $0 -4K -32.1% $0.00 8.46K Dec 15, 2023 Common Stock 4K $10.89 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on May 23, 2023.
F2 These shares were granted May 29, 2014 and vested over 5 equal installments.