Suzanne D. Snapper - 24 Apr 2023 Form 4 Insider Report for ENSIGN GROUP, INC (ENSG)

Role
CFO, Director
Signature
/s/ Chad A. Keetch, as power of attorney
Issuer symbol
ENSG
Transactions as of
24 Apr 2023
Net transactions value
-$4,738,521
Form type
4
Filing time
26 Apr 2023, 20:59:49 UTC
Previous filing
13 Apr 2023
Next filing
22 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ENSG Common Stock Options Exercise $102,410 +9,404 +4.2% $10.89* 231,288 24 Apr 2023 Direct F1
transaction ENSG Common Stock Sale $940,413 -9,404 -4.1% $100.00 221,884 24 Apr 2023 Direct F1, F2
transaction ENSG Common Stock Options Exercise $144,891 +13,305 +6% $10.89* 235,189 25 Apr 2023 Direct F1
transaction ENSG Common Stock Sale $1,348,479 -13,305 -5.7% $101.35 221,884 25 Apr 2023 Direct F1, F3
transaction ENSG Common Stock Options Exercise $653,400 +60,000 +27% $10.89* 281,884 26 Apr 2023 Direct F1
transaction ENSG Common Stock Sale $3,350,329 -33,007 -12% $101.50 248,877 26 Apr 2023 Direct F1, F4
holding ENSG Common Stock 59,015 24 Apr 2023 by Trust F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ENSG Employee Stock Option (right to buy) Options Exercise $0 -9,404 -11% $0.000000 73,305 24 Apr 2023 Common Stock 9,404 $10.89 Direct F1, F6
transaction ENSG Employee Stock Option (right to buy) Options Exercise $0 -13,305 -18% $0.000000 60,000 25 Apr 2023 Common Stock 13,305 $10.89 Direct F1, F6
transaction ENSG Employee Stock Option (right to buy) Options Exercise $0 -60,000 -100% $0.000000* 0 26 Apr 2023 Common Stock 60,000 $10.89 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 14, 2022.
F2 This transaction was executed in multiple trades at prices ranging from $100.00 to $100.01. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 This transaction was executed in multiple trades at prices ranging from $100.00 to $102.14. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 This transaction was executed in multiple trades at prices ranging from $100.941 to $101.54. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5 Shares held of record by Suzanne Snapper and Eric Snapper, spouse of the Reporting Person, Trustees of Eric and Suzanne Snapper Family Trust.
F6 These shares were granted May 29, 2014 and vested over 5 equal installments.