| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LASR | Common Stock | Sale | -$27.3K | -2.5K | -1.59% | $10.92 | 155K | Dec 2, 2024 | Direct | F1, F2, F3 |
| transaction | LASR | Common Stock | Tax liability | -$21.7K | -1.96K | -1.27% | $11.06 | 153K | Dec 2, 2024 | Direct | F3, F4 |
| transaction | LASR | Common Stock | Sale | -$43.6K | -4.02K | -2.63% | $10.84 | 149K | Dec 3, 2024 | Direct | F1, F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2023 |
| F2 | Includes 1,110 shares purchased pursuant to the nLight, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 16, 2024 through November 15, 2024. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2024. |
| F3 | Includes common stock owned and unvested restricted stock units. |
| F4 | Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person. |