Scott H. Keeney - Nov 18, 2024 Form 4 Insider Report for NLIGHT, INC. (LASR)

Role
President and CEO, Director
Signature
/s/ Julie Dimmick, as attorney-in-fact
Stock symbol
LASR
Transactions as of
Nov 18, 2024
Transactions value $
-$292,050
Form type
4
Date filed
11/20/2024, 07:47 PM
Previous filing
Nov 7, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LASR Common Stock Options Exercise $11.3K +15K +1.11% $0.75 1.36M Nov 18, 2024 Direct F1
transaction LASR Common Stock Sale -$155K -15K -1.1% $10.35 1.35M Nov 18, 2024 Direct F1, F2, F3
transaction LASR Common Stock Options Exercise $11.3K +15K +1.11% $0.75 1.36M Nov 19, 2024 Direct F1
transaction LASR Common Stock Sale -$159K -15K -1.1% $10.62 1.35M Nov 19, 2024 Direct F1, F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LASR Stock Option (Right to Buy) Options Exercise $0 0 0% $0.00 69K Nov 18, 2024 Common Stock 15K $0.75 Direct F5
transaction LASR Stock Option (Right to Buy) Options Exercise $0 0 0% $0.00 54K Nov 19, 2024 Common Stock 15K $0.75 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Includes common stock owned and unvested restricted stock awards and units. Includes 1,110 shares purchased pursuant to the nLight, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 16, 2024 through November 15, 2024. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2024.
F2 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2024.
F3 The reported transaction involves sale transactions from $10.21 to $10.49 per share. The weighted average price per share was $10.35. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F4 The reported transaction involves sale transactions from $10.11 to $10.88 per share. The weighted average price per share was $10.62. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F5 This grant became fully vested and exercisable on February 26, 2016