Scott H. Keeney - Sep 16, 2024 Form 4 Insider Report for NLIGHT, INC. (LASR)

Role
President and CEO, Director
Signature
/s/ Julie Dimmick, as attorney-in-fact
Stock symbol
LASR
Transactions as of
Sep 16, 2024
Transactions value $
-$297,600
Form type
4
Date filed
9/18/2024, 04:15 PM
Previous filing
Sep 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LASR Common Stock Options Exercise $11.3K +15K +1.11% $0.75 1.36M Sep 16, 2024 Direct F1
transaction LASR Common Stock Sale -$160K -15K -1.1% $10.65 1.35M Sep 16, 2024 Direct F1, F2, F3
transaction LASR Common Stock Options Exercise $11.3K +15K +1.11% $0.75 1.36M Sep 17, 2024 Direct F1
transaction LASR Common Stock Sale -$160K -15K -1.1% $10.69 1.35M Sep 17, 2024 Direct F1, F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LASR Stock Option (Right to Buy) Options Exercise $0 0 0% $0.00 21K Sep 16, 2024 Common Stock 15K $0.75 Direct F5
transaction LASR Stock Option (Right to Buy) Options Exercise $0 0 0% $0.00 6K Sep 17, 2024 Common Stock 15K $0.75 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Includes common stock owned and unvested restricted stock awards and units.
F2 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F3 The reported transaction involves sale transactions from $10.525 to $10.850 per share. The weighted average price per share was $10.65. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
F4 The reported transaction involves sale transactions from $10.57 to $10.86 per share. The weighted average price per share was $10.69. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
F5 This grant became fully vested and exercisable on February 26, 2016