Allison Dew - 23 Sep 2021 Form 4 Insider Report for Dell Technologies Inc. (DELL)

Role
Chief Marketing Officer
Signature
/s/ Robert Potts, Attorney-in-Fact
Issuer symbol
DELL
Transactions as of
23 Sep 2021
Net transactions value
-$6,731,688
Form type
4
Filing time
27 Sep 2021, 20:08:46 UTC
Previous filing
24 Aug 2021
Next filing
21 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DELL Class C Common Stock Sale $3,643,605 -34,701 -20% $105.00 134,750 23 Sep 2021 Direct F1, F2
transaction DELL Class C Common Stock Options Exercise $465,328 +33,842 +25% $13.75* 168,592 23 Sep 2021 Direct F1
transaction DELL Class C Common Stock Sale $3,553,410 -33,842 -20% $105.00 134,750 23 Sep 2021 Direct F1, F2
holding DELL Class C Common Stock 678 23 Sep 2021 By spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DELL Options to Acquire Class C Common Stock Options Exercise $0 -33,842 -34% $0.000000 64,387 23 Sep 2021 Class C Common Stock 33,842 $13.75 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2 Represents multiple sales transactions effected at the price of $105.00.
F3 The options are fully vested.
F4 Consists of 33,841 time-based and 30,546 performance-based options.