| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FNKO | Class A Common Stock | Conversion of derivative security | +75.6K | 75.6K | Aug 25, 2021 | By ACON Funko Investors, L.L.C. | F1, F2, F3 | |||
| transaction | FNKO | Class A Common Stock | Sale | -$1.54M | -75.6K | -100% | $20.37 | 0 | Aug 25, 2021 | By ACON Funko Investors, L.L.C. | F2, F3, F4, F5 |
| transaction | FNKO | Class A Common Stock | Sale | -$729K | -35.8K | -0.92% | $20.37 | 3.85M | Aug 25, 2021 | By ACON Funko Investors Holdings 1, L.L.C. | F2, F3, F4, F5 |
| transaction | FNKO | Class A Common Stock | Sale | -$307K | -15.1K | -0.92% | $20.37 | 1.62M | Aug 25, 2021 | By ACON Funko Investors Holdings 2.5, L.L.C. | F2, F3, F4, F5 |
| transaction | FNKO | Class A Common Stock | Sale | -$858K | -42.1K | -0.92% | $20.37 | 4.53M | Aug 25, 2021 | By ACON Funko Investors Holdings 3.5, L.L.C. | F2, F3, F4, F5 |
| transaction | FNKO | Class A Common Stock | Sale | -$835 | -41 | -0.27% | $20.37 | 15.2K | Aug 25, 2021 | By ACON Funko Manager, L.L.C. | F2, F3, F4, F5 |
| transaction | FNKO | Class B Common Stock | Disposed to Issuer | -75.6K | -0.92% | 8.13M | Aug 25, 2021 | By ACON Funko Investors, L.L.C. | F2, F3, F6, F7 | ||
| transaction | FNKO | Class A Common Stock | Conversion of derivative security | +60.3K | 60.3K | Aug 25, 2021 | By ACON Funko Investors, L.L.C. | F1, F2, F3 | |||
| transaction | FNKO | Class A Common Stock | Sale | -$1.25M | -60.3K | -100% | $20.65 | 0 | Aug 25, 2021 | By ACON Funko Investors, L.L.C. | F2, F3, F4, F8 |
| transaction | FNKO | Class A Common Stock | Sale | -$590K | -28.6K | -0.74% | $20.65 | 3.82M | Aug 25, 2021 | By ACON Funko Investors Holdings 1, L.L.C. | F2, F3, F4, F8 |
| transaction | FNKO | Class A Common Stock | Sale | -$249K | -12K | -0.74% | $20.65 | 1.61M | Aug 25, 2021 | By ACON Funko Investors Holdings 2.5, L.L.C. | F2, F3, F4, F8 |
| transaction | FNKO | Class A Common Stock | Sale | -$695K | -33.6K | -0.74% | $20.65 | 4.5M | Aug 25, 2021 | By ACON Funko Investors Holdings 3.5, L.L.C. | F2, F3, F4, F8 |
| transaction | FNKO | Class A Common Stock | Sale | -$661 | -32 | -0.21% | $20.65 | 15.2K | Aug 25, 2021 | By ACON Funko Manager, L.L.C. | F2, F3, F4, F8 |
| transaction | FNKO | Class B Common Stock | Disposed to Issuer | -60.3K | -0.74% | 8.07M | Aug 25, 2021 | By ACON Funko Investors, L.L.C. | F2, F3, F6, F7 | ||
| transaction | FNKO | Class A Common Stock | Conversion of derivative security | +11.4K | 11.4K | Aug 26, 2021 | By ACON Funko Investors, L.L.C. | F1, F2, F3 | |||
| transaction | FNKO | Class A Common Stock | Sale | -$228K | -11.4K | -100% | $20.06 | 0 | Aug 26, 2021 | By ACON Funko Investors, L.L.C. | F2, F3, F4, F9 |
| transaction | FNKO | Class A Common Stock | Sale | -$108K | -5.38K | -0.14% | $20.06 | 3.82M | Aug 26, 2021 | By ACON Funko Investors Holdings 1, L.L.C. | F2, F3, F4, F9 |
| transaction | FNKO | Class A Common Stock | Sale | -$45.5K | -2.27K | -0.14% | $20.06 | 1.61M | Aug 26, 2021 | By ACON Funko Investors Holdings 2.5, L.L.C. | F2, F3, F4, F9 |
| transaction | FNKO | Class A Common Stock | Sale | -$127K | -6.34K | -0.14% | $20.06 | 4.49M | Aug 26, 2021 | By ACON Funko Investors Holdings 3.5, L.L.C. | F2, F3, F4, F9 |
| transaction | FNKO | Class A Common Stock | Sale | -$120 | -6 | -0.04% | $20.06 | 15.2K | Aug 26, 2021 | By ACON Funko Manager, L.L.C. | F2, F3, F4, F9 |
| transaction | FNKO | Class B Common Stock | Disposed to Issuer | -11.4K | -0.14% | 8.06M | Aug 26, 2021 | By ACON Funko Investors, L.L.C. | F2, F3, F6, F7 | ||
| transaction | FNKO | Class A Common Stock | Conversion of derivative security | +10K | 10K | Aug 26, 2021 | By ACON Funko Investors, L.L.C. | F1, F2, F3 | |||
| transaction | FNKO | Class A Common Stock | Sale | -$206K | -10K | -100% | $20.58 | 0 | Aug 26, 2021 | By ACON Funko Investors, L.L.C. | F2, F3, F4, F10 |
| transaction | FNKO | Class A Common Stock | Sale | -$97.8K | -4.75K | -0.12% | $20.58 | 3.81M | Aug 26, 2021 | By ACON Funko Investors Holdings 1, L.L.C. | F2, F3, F4, F10 |
| transaction | FNKO | Class A Common Stock | Sale | -$41.2K | -2K | -0.12% | $20.58 | 1.61M | Aug 26, 2021 | By ACON Funko Investors Holdings 2.5, L.L.C. | F2, F3, F4, F10 |
| transaction | FNKO | Class A Common Stock | Sale | -$115K | -5.59K | -0.12% | $20.58 | 4.49M | Aug 26, 2021 | By ACON Funko Investors Holdings 3.5, L.L.C. | F2, F3, F4, F10 |
| transaction | FNKO | Class A Common Stock | Sale | -$103 | -5 | -0.03% | $20.58 | 15.2K | Aug 26, 2021 | By ACON Funko Manager, L.L.C. | F2, F3, F4, F10 |
| transaction | FNKO | Class B Common Stock | Disposed to Issuer | -10K | -0.12% | 8.05M | Aug 26, 2021 | By ACON Funko Investors, L.L.C. | F2, F3, F6, F7 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Conversion of derivative security | -75.6K | -0.92% | 8.13M | Aug 25, 2021 | Class A common stock | 75.6K | By ACON Funko Investors, L.L.C. | F2, F3, F11 | |||
| transaction | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Conversion of derivative security | -60.3K | -0.74% | 8.07M | Aug 25, 2021 | Class A common stock | 60.3K | By ACON Funko Investors, L.L.C. | F2, F3, F11 | |||
| transaction | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Conversion of derivative security | -11.4K | -0.14% | 8.06M | Aug 26, 2021 | Class A common stock | 11.4K | By ACON Funko Investors, L.L.C. | F2, F3, F11 | |||
| transaction | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Conversion of derivative security | -10K | -0.12% | 8.05M | Aug 26, 2021 | Class A common stock | 10K | By ACON Funko Investors, L.L.C. | F2, F3, F11 |
| Id | Content |
|---|---|
| F1 | Represents the redemption by the Issuer of common units of Funko Acquisition Holdings, L.L.C. in exchange for newly-issued shares of Class A common stock on a one-for-one basis. |
| F2 | ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. |
| F3 | Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. |
| F4 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 11, 2021. |
| F5 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (5), (8), (9) and (10) to this Form 4. |
| F6 | The shares of Class B common stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the permitted holders of common units of Funko Acquisition Holdings, L.L.C. |
| F7 | Reflects the cancellation for no consideration of a number of shares of Class B common stock equal to the number of common units of Funko Acquisition Holdings, L.L.C. redeemed by the Issuer pursuant to their terms in connection with the redemption. |
| F8 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.52 to $21.03, inclusive. |
| F9 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.40, inclusive. |
| F10 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.41 to $21.00, inclusive. |
| F11 | At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed. |
The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act.