Thomas W. Sweet - 26 Jul 2021 Form 4 Insider Report for Dell Technologies Inc. (DELL)

Role
Chief Financial Officer
Signature
/s/ Robert Potts, Attorney-in-Fact
Issuer symbol
DELL
Transactions as of
26 Jul 2021
Net transactions value
-$16,563,000
Form type
4
Filing time
28 Jul 2021, 18:28:34 UTC
Previous filing
14 Jun 2021
Next filing
14 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DELL Class C Common Stock Options Exercise $1,375,000 +100,000 +118% $13.75 184,968 26 Jul 2021 Direct F1
transaction DELL Class C Common Stock Sale $9,656,000 -100,000 -54% $96.56 84,968 26 Jul 2021 Direct F1, F2
transaction DELL Class C Common Stock Options Exercise $1,375,000 +100,000 +118% $13.75 184,968 26 Jul 2021 Direct F1
transaction DELL Class C Common Stock Sale $9,657,000 -100,000 -54% $96.57 84,968 26 Jul 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DELL Options to Acquire Class C Common Stock Options Exercise $0 -100,000 -21% $0.000000 381,818 26 Jul 2021 Class C Common Stock 100,000 $13.75 Direct F4, F5
transaction DELL Options to Acquire Class C Common Stock Options Exercise $0 -100,000 -26% $0.000000 281,818 26 Jul 2021 Class C Common Stock 100,000 $13.75 Direct F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2 The price reported in Column 4 represents a weighted average sales price of $96.561. These shares were sold in multiple transactions at prices ranging from $96.27 to $97.04, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3.
F3 The price reported in Column 4 represents a weighted average sales price of $96.565. These shares were sold in multiple transactions at prices ranging from $96.28 to $97.09, inclusive.
F4 The options are fully vested.
F5 Consists of 381,818 time-based options.
F6 Consists of 281,818 time-based options.