Kenneth R. Brotman - Jun 4, 2021 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
Director
Signature
/s/ Teresa Bernstein, Attorney-in-fact
Stock symbol
FNKO
Transactions as of
Jun 4, 2021
Transactions value $
$0
Form type
4
Date filed
6/8/2021, 09:29 PM
Previous filing
May 27, 2021
Next filing
Jun 15, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Stock Option (Right to buy) Award $0 +3.98K $0.00 3.98K Jun 4, 2021 Class A common stock 3.98K $23.54 Direct F1, F3
transaction FNKO Restricted Stock Units Award $0 +1.59K $0.00 1.59K Jun 4, 2021 Class A common stock 1.59K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On June 4, 2021, the Issuer granted to the Reporting Person an option to purchase 3,983 shares of the Issuer's Class A common stock, which vests in full on June 4, 2022.
F2 On June 4, 2021, the Issuer granted to the Reporting Person 1,593 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 4, 2022.
F3 The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.