Leroy T Jr Carlson - Dec 31, 2022 Form 5 Insider Report for TELEPHONE & DATA SYSTEMS INC /DE/ (TDS)

Role
President and CEO, Director
Signature
Julie D. Mathews, by power of atty
Stock symbol
TDS
Transactions as of
Dec 31, 2022
Transactions value $
$0
Form type
5
Date filed
2/2/2023, 07:14 AM
Previous filing
May 23, 2022
Next filing
Jan 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TDS Common Shares Gift $0 -10K -7.87% $0.00 117K Oct 16, 2022 Direct F1
transaction TDS Common Shares Gift $0 -14K -11.96% $0.00 103K Oct 31, 2022 Direct
transaction TDS Common Shares Gift $0 -103K -100% $0.00* 0 Dec 6, 2022 Direct F1
transaction TDS Common Shares Gift $0 +10K +1930.5% $0.00 10.5K Oct 16, 2022 By wife
transaction TDS Common Shares Gift $0 -2.59K -24.59% $0.00 7.93K Nov 7, 2022 By wife
transaction TDS Common Shares Gift $0 +103K +1298.9% $0.00 111K Dec 6, 2022 By wife
holding TDS Common Shares 212K Dec 31, 2022 By Trust F2
holding TDS Common 78.9K Dec 31, 2022 By Trust F2
holding TDS Common Shares 23.5K Dec 31, 2022 By 401(k) F3
holding TDS Common Shares 1.76M Dec 31, 2022 By Voting Trust F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TDS Series A Common Shares 1.92M Dec 31, 2022 Common Shares 1.92M By Voting Trust F1, F5, F6
holding TDS Deferred Compensation 81.8K Dec 31, 2022 Common Shares 81.8K Direct F7
holding TDS Series A Common Shares 11.4K Dec 31, 2022 Common Shares 11.4K By Trust F2, F5
holding TDS Series A Common Shares 11.7K Dec 31, 2022 Common Shares 11.7K By Trust F2, F5
holding TDS Series A Common Shares 297 Dec 31, 2022 Common Shares 297 By Wife F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Effective 12/31/22, reporting person is no longer including shares held by grown children no longer sharing his household in his ownership totals.
F2 Voluntary report of shares held in trust, the trustee of which is a third party and beneficiaries include reporting person's spouse and descendants
F3 The information is based on a plan statement dated 12/31/22. The number of shares fluctuates and is attributable to the price of the shares on 12/31/22.
F4 Reporting person is one of four trustees of a trust which is also a reporting person. The shares reported are held by respective reporting person and his family members that have a pecuniary interest in such securities. Includes 691,720 Common Shares held by a family partnership of which reporting person is a general partner.
F5 Series A Common shares are convertible, on a share-for-share basis, into common shares.
F6 Reporting person is one of four trustees of a trust which is also a reporting person. The shares reported are held by respective reporting person and his family members that have a pecuniary interest in such securities. Includes 753,934 Series A Common Shares held by a family partnership of which reporting person is a general partner.
F7 Reporting person deferred bonuses pursuant to the TDS Long Term Incentive Plans. Employer matches vest ratably at a rate of 33%, 33%, 34% over three years. A total of 78,879 common share units were vested at 12/31/22.