Prudence E. Carlson - 31 Dec 2022 Form 5 Insider Report for TELEPHONE & DATA SYSTEMS INC /DE/ (TDS)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
5
Accepted by SEC
19 Jan 2023, 15:39:16 UTC
Prior SEC filing
02 Mar 2022
Next SEC filing
02 Mar 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Julie D. Mathews, by power of atty

Key filing fact

Prudence E. Carlson filed Form 5 for TELEPHONE & DATA SYSTEMS INC /DE/ (TDS) on 19 Jan 2023.

Key facts

  • This page summarizes Prudence E. Carlson's Form 5 filing for TELEPHONE & DATA SYSTEMS INC /DE/ (TDS).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 19 Jan 2023, 15:39.

Change

  • Previous filing in this sequence was filed on 02 Mar 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TDS transaction

Common Shares

Deposit into or withdrawal from voting trust

Transaction value
$0
Shares
+70,698
Change %
+46%
Price
$0.000000
Shares after
223,351
Date
16 Jun 2022
Ownership
Direct
Footnotes
F1
TDS transaction

Common Shares

Deposit into or withdrawal from voting trust

Transaction value
$0
Shares
-70,698
Change %
-4.3%
Price
$0.000000
Shares after
1,582,674
Date
16 Jun 2022
Ownership
By Voting Trust
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TDS holding Derivative

Series A Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,890,251
Date
31 Dec 2022
Ownership
By Voting Trust
Underlying class
Common Shares
Underlying amount
1,890,251
Exercise price
Footnotes
F3, F4
TDS holding Derivative

Series A Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
199,821
Date
31 Dec 2022
Ownership
Direct
Underlying class
Common Shares
Underlying amount
199,821
Exercise price
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Reporting person withdrew shares from the Voting Trust. Ownership went from indirect to direct.

Footnote F2

Reporting person is one of four trustees of a voting trust which is record owner of these Common shares and which files its holdings on a form 4. The shares reported are held by respective reporting person and her family members that have a pecuniary interest in such securities. Includes 691,720 Common Shares held by a family partnership of which reporting person is a general partner.

Footnote F3

Series A Common shares are convertible on a share for share basis into common.

Footnote F4

Reporting person is one of four trustees of a voting trust which is record owner of these Series A Common shares and which files its holdings on a form 4. The shares reported are held by respective reporting person and her family members that have a pecuniary interest in such securities. Includes 753,934 Series A Common Shares held by a family partnership of which reporting person is a general partner.

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