Leonard A. Rosenbaum - 27 Aug 2021 Form 4/A - Amendment Insider Report for CVD EQUIPMENT CORP (CVV)

Role
affiliate
Signature
leonard A. Rosenbaum
Issuer symbol
CVV
Transactions as of
27 Aug 2021
Net transactions value
-$320,580
Form type
4/A - Amendment
Filing time
28 Sep 2021, 14:11:10 UTC
Date Of Original Report
27 Aug 2021
Previous filing
24 Aug 2021
Next filing
31 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CVV Common Stock Sale $22,419 -4,700 -0.68% $4.77 687,972 27 Aug 2021 Direct F1
transaction CVV Common Stock Sale $3,800 -800 -0.12% $4.75 687,172 31 Aug 2021 Direct F2
transaction CVV Common Stock Sale $15,313 -3,217 -0.47% $4.76 683,955 01 Sep 2021 Direct F3
transaction CVV Common Stock Sale $26,600 -5,600 -0.82% $4.75 678,355 02 Sep 2021 Direct F4
transaction CVV Common Stock Sale $9,044 -1,900 -0.28% $4.76 676,455 03 Sep 2021 Direct F5
transaction CVV Common Stock Sale $26,323 -5,507 -0.81% $4.78 670,948 07 Sep 2021 Direct F6
transaction CVV Common Stock Sale $1,428 -300 -0.04% $4.76 670,648 08 Sep 2021 Direct F7
transaction CVV Common Stock Sale $475 -100 -0.01% $4.75 670,548 09 Sep 2021 Direct F8
transaction CVV Common Stock Sale $1,918 -403 -0.06% $4.76 670,145 10 Sep 2021 Direct F9
transaction CVV Common Stock Sale $91,524 -20,204 -3% $4.53 649,941 15 Sep 2021 Direct F10
transaction CVV Common Stock Sale $105,985 -23,500 -3.6% $4.51 626,441 16 Sep 2021 Direct F11
transaction CVV Common Stock Sale $10,350 -2,300 -0.37% $4.50 624,141 17 Sep 2021 Direct F12
transaction CVV Common Stock Sale $5,400 -1,200 -0.19% $4.50 622,941 22 Sep 2021 Direct F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 To correct beneficial ownership on filing date 8/27/2021, previously recorded as 746,848 due to clerical error.
F2 To correct beneficial ownership on filing date 8/31/2021, previously recorded as 746,048 due to clerical error.
F3 To correct beneficial ownership on transaction date 9/1/2021, filed on 9/2/2021, previously recorded as 742,831 due to clerical error.
F4 To correct beneficial ownership on transaction date 9/2/2021, filed on 9/2/2021, previously recorded as 737,231 due to clerical error.
F5 To correct beneficial ownership on transaction date 9/3/2021 filed on 9/7/2021, previously recorded as 735,331 due to clerical error.
F6 To correct beneficial ownership on transaction date 9/7/2021 and filed on 9/7/2021, previously recorded as 729,824 due to clerical error
F7 to correct beneficial ownership on transaction date 9/8/2021, filed on 9/9/2021, previously recorded as 729,524 due to clerical error
F8 To correct beneficial ownership on transaction date 9/9/2021, filed on 9/9/2021, previously recorded as 729,424 due to clerical error
F9 To correct beneficial ownership on transaction date 9/10/2021, filed on 9/13/2021, previously recorded as 729,021 due to clerical error
F10 To correct beneficial ownership on filing date 9/15/2021, filed on 9/15/2021, previously recorded as 708,817 due to clerical error
F11 To correct beneficial ownership on transaction date 9/16/2021, filed on 9/17/2021, previously recorded as 685,317 due to clerical error
F12 To correct beneficial ownership on transaction date 9/17/2021, filed on 9/17/2021, previously recorded as 683,017 due to clerical error
F13 To correct beneficial ownership on transaction date 9/22/2021, filed on 9/22/2021, previously recorded as 681,817 due to clerical error

Remarks:

This Form A is to correct the beneficial ownership amounts for file dates 8/27/21, 8/31/21, 9/2/21, 9/7/21, 9/9/21, 9/13/21, 9/15/21, 9/17/21 and 9/22/21. This clerical error was the result of an error in the filing on 8/27/21, which then also affected the subsequent filings. In addition, as a result of the corrections filed on this Form A, Leonard A. Rosenbaum's ownership is below 10%. This Form A reflects he is no longer a 10% Shareholder.