Leonard A. Rosenbaum - Aug 27, 2021 Form 4/A - Amendment Insider Report for CVD EQUIPMENT CORP (CVV)

Role
affiliate
Signature
leonard A. Rosenbaum
Stock symbol
CVV
Transactions as of
Aug 27, 2021
Transactions value $
-$320,580
Form type
4/A - Amendment
Date filed
9/28/2021, 02:11 PM
Date Of Original Report
Aug 27, 2021
Previous filing
Aug 24, 2021
Next filing
Aug 31, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CVV Common Stock Sale -$22.4K -4.7K -0.68% $4.77 688K Aug 27, 2021 Direct F1
transaction CVV Common Stock Sale -$3.8K -800 -0.12% $4.75 687K Aug 31, 2021 Direct F2
transaction CVV Common Stock Sale -$15.3K -3.22K -0.47% $4.76 684K Sep 1, 2021 Direct F3
transaction CVV Common Stock Sale -$26.6K -5.6K -0.82% $4.75 678K Sep 2, 2021 Direct F4
transaction CVV Common Stock Sale -$9.04K -1.9K -0.28% $4.76 676K Sep 3, 2021 Direct F5
transaction CVV Common Stock Sale -$26.3K -5.51K -0.81% $4.78 671K Sep 7, 2021 Direct F6
transaction CVV Common Stock Sale -$1.43K -300 -0.04% $4.76 671K Sep 8, 2021 Direct F7
transaction CVV Common Stock Sale -$475 -100 -0.01% $4.75 671K Sep 9, 2021 Direct F8
transaction CVV Common Stock Sale -$1.92K -403 -0.06% $4.76 670K Sep 10, 2021 Direct F9
transaction CVV Common Stock Sale -$91.5K -20.2K -3.01% $4.53 650K Sep 15, 2021 Direct F10
transaction CVV Common Stock Sale -$106K -23.5K -3.62% $4.51 626K Sep 16, 2021 Direct F11
transaction CVV Common Stock Sale -$10.4K -2.3K -0.37% $4.50 624K Sep 17, 2021 Direct F12
transaction CVV Common Stock Sale -$5.4K -1.2K -0.19% $4.50 623K Sep 22, 2021 Direct F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 To correct beneficial ownership on filing date 8/27/2021, previously recorded as 746,848 due to clerical error.
F2 To correct beneficial ownership on filing date 8/31/2021, previously recorded as 746,048 due to clerical error.
F3 To correct beneficial ownership on transaction date 9/1/2021, filed on 9/2/2021, previously recorded as 742,831 due to clerical error.
F4 To correct beneficial ownership on transaction date 9/2/2021, filed on 9/2/2021, previously recorded as 737,231 due to clerical error.
F5 To correct beneficial ownership on transaction date 9/3/2021 filed on 9/7/2021, previously recorded as 735,331 due to clerical error.
F6 To correct beneficial ownership on transaction date 9/7/2021 and filed on 9/7/2021, previously recorded as 729,824 due to clerical error
F7 to correct beneficial ownership on transaction date 9/8/2021, filed on 9/9/2021, previously recorded as 729,524 due to clerical error
F8 To correct beneficial ownership on transaction date 9/9/2021, filed on 9/9/2021, previously recorded as 729,424 due to clerical error
F9 To correct beneficial ownership on transaction date 9/10/2021, filed on 9/13/2021, previously recorded as 729,021 due to clerical error
F10 To correct beneficial ownership on filing date 9/15/2021, filed on 9/15/2021, previously recorded as 708,817 due to clerical error
F11 To correct beneficial ownership on transaction date 9/16/2021, filed on 9/17/2021, previously recorded as 685,317 due to clerical error
F12 To correct beneficial ownership on transaction date 9/17/2021, filed on 9/17/2021, previously recorded as 683,017 due to clerical error
F13 To correct beneficial ownership on transaction date 9/22/2021, filed on 9/22/2021, previously recorded as 681,817 due to clerical error

Remarks:

This Form A is to correct the beneficial ownership amounts for file dates 8/27/21, 8/31/21, 9/2/21, 9/7/21, 9/9/21, 9/13/21, 9/15/21, 9/17/21 and 9/22/21. This clerical error was the result of an error in the filing on 8/27/21, which then also affected the subsequent filings. In addition, as a result of the corrections filed on this Form A, Leonard A. Rosenbaum's ownership is below 10%. This Form A reflects he is no longer a 10% Shareholder.